Job Title:  Assistant Manager | Internal Audit | Delhi | Controls Assurance

Deputy Manager | Assurance - Controls Assurance |  Internal Audit 

• Location:  Mumbai 

The Team 

Assurance had to do much more than keep the wheels turning; it is the engine that drives functional excellence and the enabler of innovation and long-term growth. Learn more about Assurance 

Your work profile. 

• Execute Internal Audit/Concurrent Audit, and Advisory engagements in BFSI domain across Banking / NBFC, Wealth / Asset Management and Broking / Securities.  

• Conduct comprehensive risk assessments and provide an accurate evaluation of clients’ risk environments. 

• Perform end-to-end business process reviews, including process mapping, gap analysis, and redesign. 

• Gather, synthesize, and analyse data using relevant tools and techniques to support audit and advisory outcomes. 

• Assess, design, and strengthen internal controls by applying established control frameworks and regulatory guidelines. 

• Understand client business models, interpret industry trends, and recommend leading practices. Collaborate effectively with cross functional teams and stakeholders at various organizational levels. 

• Develop and enhance conduct risk and compliance solutions through research, framework application, and analytical insights. 

• Execute internal audits in line with approved methodologies, documentation standards, and quality expectations. 

• Organize and analyse audit related data to support evaluation of clients’ internal audit processes and control environments. 

• Improve the quality of assurance engagements by identifying risks, developing test plans, executing testing, and preparing audit reports. 

• Build Extended Enterprise Risk Management (EERM) capabilities through continuous research and participation in internal/external initiatives. 

Key skills required:  

• CA/MBA with at least 5-7 years of post-qualification experience in Process, Controls & Regulatory reviews. 

• Strong knowledge and understanding of the Financial Services Industry. Understanding / Exposure to regulations (RBI and SEBI Regulations). 

• Strong knowledge of processes and systems in their respective area of operations. Candidates from the industry, should have experience of working with the control functions for e.g. compliance / internal audit / risk management / Quality. assurance / Controls / SOX teams of the above-mentioned entities.