Job Title:  Deputy Manager | Assurance - Advisory | Delhi | Controls Assurance

The Team

Our Financial Services Risk & Regulatory Advisory practice works with leading banks and financial institutions to strengthen governance, regulatory compliance, and enterprise risk management. The team supports clients in designing and enhancing Policies, Procedures & Processes (PPP), regulatory frameworks, governance documentation, and internal control environments to meet evolving business and regulatory expectations.

Your work profile

As a professional in our Audit & Assurance team, you'll build and nurture positive working relationships with teams and clients with the intention of exceeding client expectations. The ideal professional should have:

• Relevant experience of 6–9 years in Banking Risk, Regulatory Compliance, Policy Development, Risk Governance, Internal Audit, or Regulatory Advisory.
• Minimum 4 years of experience in designing, reviewing, or implementing Policies, Procedures & Processes (PPP) within the banking or financial services sector.
• Prior experience in a Public Sector Bank, Private Sector Bank, Foreign Bank, NBFC, or a consulting/advisory firm serving Banking & Financial Services clients is preferred.
• Experience in independently developing and reviewing policies, SOPs, governance manuals, process documentation, and regulatory frameworks.
• Strong understanding of RBI regulations, Basel III/IV, AML/CFT, KYC, FEMA, SEBI regulations, and other banking regulatory frameworks.
• Experience in conducting regulatory gap assessments, policy reviews, stakeholder workshops, and client-facing engagements.
• Professional qualifications such as MBA (Finance/Banking), CA, CFA, FRM, or ACAMS would be an added advantage.

Key skills required: 

• Policy, Procedures & Processes (PPP) Framework Development
• Regulatory Advisory & Policy Interpretation
• RBI Master Directions & Circulars
• Basel III / Basel IV Frameworks
• Credit, Market & Operational Risk Frameworks
• AML/CFT, KYC, FATF & PMLA Compliance
• ICAAP / ILAAP Governance
• FEMA, SEBI Regulations & IBA Guidelines
• Policy Review, Gap Assessment & Regulatory Mapping
• Governance Manuals & SOP Development